Title page for ETD etd-07122007-224609


Type of Document Dissertation
Author Gibson, James Edward
Author's Email Address egibson@ubalt.edu
URN etd-07122007-224609
Title The Last Council: Social Security Policymaking as Coalitional Consensus and the 1994-1996 Advisory Council as Institutional Turning Point
Degree PhD
Department Public Administration and Public Affairs
Advisory Committee
Advisor Name Title
Hult, Karen M. Committee Chair
Dudley, Larkin S. Committee Member
Khademian, Anne Meredith Committee Member
Wolf, James F. Committee Member
Keywords
  • Path Dependence
  • Policymaking
  • Institutionalism
  • Social Security
  • Ideational
Date of Defense 2007-07-05
Availability unrestricted
Abstract
This dissertation traces Social Security policymaking through most of its post-enactment history in search of ideational processes and schema in path-dependent, path-shaping, and path-breaking modes of institutional persistence and change. The study is grounded in the historical institutionalist literature, specifically the recent debate about the utility of path dependence frameworks in incorporating institutional change, with a particular focus on ideas as stimuli.

As a case for tracing path-dependent policy processes, Social Security is overbroad. This breadth requires focusing more narrowly on the interaction between the major coalitions, business/conservative and liberal/labor, on retirement and disability pension (but not health care) issues through the venue of Social Security Advisory Councils. Council is used as a catch-all label for the six-decade succession of (mostly) citizen groups appointed by the secretary of HEW, Senate Finance Committee, and, in one case, the president to deliberate questions of Social Security policy and recommend changes, often enacted into law.

A pattern-matching analysis points to a moderate level of path dependence, indicating that the exchange of ideas between coalitions fits the larger consensual pattern of give and take around an existing arrangement. An ideational narrative reveals early negotiations over the emphasis placed on equity versus adequacy, with manifestly ideational exchanges in the 1996 Council's deliberations marking a turning point in the coalitional interaction.

A key implication of this research for the application of path dependence frameworks to U.S. political institutions like Social Security is to buttress moderate path dependence arguments, for instance, those advanced by Hacker and Pierson (2002), and to discount the relevance of path-shaping narratives that have been fashioned from European examples (Cox 2004). Yet the research also modifies understanding of path dependence as a self-perpetuating function of increasing returns by identifying an ideational strand that bound both coalitions to social insurance principles. Path-breaking developments apparent in the 1996 Council further implicated new ideas as institutional factors contributing to the loss of historical consensus on Social Security, bolstering the notion of ideational processes as an element of institutional persistence and pressing the argument for further research into ideas as dynamic elements fostering institutional change.

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