Title page for ETD etd-11192002-135744

Type of Document Dissertation
Author Alam, Fakhrul
Author's Email Address faalam@vt.edu
URN etd-11192002-135744
Title Space Time Processing for Third Generation CDMA Systems
Degree PhD
Department Electrical and Computer Engineering
Advisory Committee
Advisor Name Title
Woerner, Brian D. Committee Chair
Jacobs, Ira Committee Member
Reed, Jeffrey Hugh Committee Member
Tranter, William H. Committee Member
Wilson, Stephen G. Committee Member
  • Smart Antenna
  • Beamformer-Rake
  • Adaptive Antenna
  • Array Algorithm
  • OFDM
  • Space Time Processing
  • Beamforming
Date of Defense 2002-11-18
Availability unrestricted
The capacity of a cellular system is limited by two different phenomena, namely multipath fading and multiple access interference (MAI). A Two Dimensional (2-D) receiver combats both of these by processing the signal both in the spatial and temporal domain. An ideal 2-D receiver would perform joint space-time processing, but at the price of high computational complexity. In this dissertation we investigate computationally simpler technique termed as a Beamformer-Rake. In a Beamformer-Rake, the output of a beamformer is fed into a succeeding temporal processor to take advantage of both the beamformer and Rake receiver. Wireless service providers throughout the world are working to introduce the third generation (3G) cellular service that will provide higher data rates and better spectral efficiency. Wideband CDMA (WCDMA) has been widely accepted as one of the air interfaces for 3G. A Beamformer-Rake receiver can be an effective solution to provide the receivers enhanced capabilities needed to achieve the required performance of a WCDMA system. This dissertation investigates different Beamformer-Rake receiver structures suitable for the WCDMA system and compares their performance under different operating conditions. This work develops Beamformer-Rake receivers for WCDMA uplink that employ Eigen-Beamforming techniques based on the Maximum Signal to Noise Ratio (MSNR) and Maximum Signal to Interference and Noise Ratio (MSINR) criteria. Both the structures employ Maximal Ratio Combining (MRC) to exploit temporal diversity.

MSNR based Eigen-Beamforming leads to a Simple Eigenvalue problem (SE). This work investigates several algorithms that can be employed to solve the SE and compare the algorithms in terms of their computational complexity and their performance. MSINR based Eigen-Beamforming results in a Generalized Eigenvalue problem (GE). The dissertation describes several techniques to form the GE and algorithms to solve it. We propose a new low-complexity algorithm, termed as the Adaptive Matrix Inversion (AMI), to solve the GE. We compare the performance of the AMI to other existing algorithms. Comparison between different techniques to form the GE is also compared. The MSINR based beamforming is demonstrated to be superior to the MSNR based beamforming in the presence of strong interference.

There are Pilot Symbol Assisted (PSA) beamforming techniques that exploit the Minimum Mean Squared Error (MMSE) criterion. We compare the MSINR based Beamformer-Rake with the same that utilizes Direct Matrix Inversion (DMI) to perform MMSE based beamforming in terms of Bit Error Rate (BER). In a wireless system where the number of co-channel interferers is larger than the number of elements of a practical antenna array, we can not perform explicit null-steering. As a result the advantage of beamforming is partially lost. In this scenario it is better to attain diversity gain at the cost of spatial aliasing. We demonstrate this with the aid of simulation.

Orthogonal Frequency Division Multiplexing (OFDM) is a multi-carrier technique that has recently received considerable attention for high speed wireless communication. OFDM has been accepted as the standard for Digital Audio Broadcast (DAB) and Digital Video Broadcast (DVB) in Europe. It has also been established as one of the modulation formats for the IEEE 802.11a wireless LAN standard. OFDM has emerged as one of the primary candidates for the Fourth Generation (4G) wireless communication systems and high speed ad hoc wireless networks. We propose a simple pilot symbol assisted frequency domain beamforming technique for OFDM receiver and demonstrate the concept of sub-band beamforming. Vector channel models measured with the MPRG Viper test-bed is also employed to investigate the performance of the beamforming scheme.

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