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Society for Philosophy and Technology
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Number 2
Winter 1998
Volume 4
FROM TECHNIQUE TO TECHNOLOGY: THE ROLE OF MODERN SCIENCE
Evandro Agazzi, University of Fribourg (Switzerland)
EQUIVALENCE OR SEPARATION BETWEEN SCIENCE AND TECHNOLOGY?
Two opposite positions characterize the present way of conceiving science and
technology. The most widespread renders them identical, as being
practically one and the same thing (the so-called "technoscience"), in which
the "intellectual" features of modern science dominate the traditional "manual"
features of technology; so that technology itself has become "scientific" to
such an extent that it is impossible to distinguish it from science. This view
is tacitly presupposed in the way common sense understands the "progress of
science." When we try to make this notion concrete, we almost inevitably put
forth examples of technological achievments as instances of
scientific progress.
Arriving at the same conclusion (but following an inverse path), certain
approaches treat science itself (in its "modern" form) as so deeply affected
by the spirit of technology--which consists in the proposal of dominating and
utilizing nature--that it has become indistinguishable from technology. This
second view is common both to several "instrumentalist" trends in contemporary
philosophy of science and to some no less influential doctrines that press an
essentially negative judgment about science, because (allegedly) modern science
was born of the same pretension toward "manipulating being" that is the core of
technology, and this implies, as a consequence, an attitude of violence
that underlies technology. (Heidegger was the most famous initiator of this
doctrine, which has found many followers in the present intellectual
climate.)
Contrary to these two views is the position of those scholars who stress the
different aims of science and technology: science aims at attaining
objective knowledge and is therefore characterized by a strict cognitive
attitude; while technology aims at producing concrete results (in the form of
objects, commodities, tools, or procedures) and is therefore characterized by a
pragmatic attitude. This position has often been advocated in the
context of discussing the so-called "neutrality of science" and in debates
concerning the social or moral responsibility of science (where the
intent is to free science of such a responsibility).
FROM TECHNIQUE TO TECHNOLOGY
Both positions contain some aspects of truth, but both are affected by certain
misunderstandings. In order to critically evaluate them, we shall start by
proposing a distinction between technique and technology; to a
certain extent, this is conventional, but it is not arbitrary. It is not based
upon a simple linguistic analysis but reflects certain conceptual differences
that may suitably be appended to a double terminology that happens to exist in
our languages.
By a technique we usually mean a display of practical abilities that
allow one to perform easily and efficiently a given activity (be it purely
material or bound to certain mental attitudes). But (perhaps less often) we
also use technique as a collective noun, indicating the very wide
spectrum of such simple techniques. In such contexts, these are sometimes
indicated by the old-fashioned term technics. That is, the whole of the
many concrete efficacious procedures that have proven useful for obtaining
certain results (e.g., producing certain objects, performing certain
operations, attaining certain goals) are summed up as technique.
Technique, in this sense, is the collective term encompassing a great deal of
technics, and in this sense we usually speak, for example, of the
"technical skill" of a craftsman, of a professionally able lawyer, of a
pianist. Any such technique is essentially the able application of a certain
know-how, which has been constituted through the cumulation and
transmission of concrete experiences (that in particular also entails a
careful exercise), without being necessarily accompanied or supported by
knowing why such concrete procedures are especially
efficacious.
The suffix, "ology" that we find in the word technology, invites us to
take advantage of the theoretical aspect that is usually bound up with its use
(compare theology, sociology, philology, ethnology); it serves to indicate the
presence of some kind of "scientific," or at least theoretical dimension. In
fact, the Greek term techne already included this theoretical aspect,
since it was used to indicate the capability of justifying, of "knowing why," a
certain efficient procedure was efficient. I would maintain that the modern
concept of technology can be interpreted as a new way of expressing the
conceptual content of the Greek term techne.Without indulging in
detailed historical recontructions, we can say that Western civilization finds
what is perhaps the most decisive element of its specificity--as regards other
great civilizations in human history--in that it explicitly introduced the
theoretical demand into the domain of practice and of doing. What we
might well call the "invention of the why," rising from within Hellenic
civilization in the sixth century B.C.E., led in that same context to the birth
of both philosophy and science in the strong sense. (They were originally one
and the same.) The very demand which led philosophers to ask for the
reasons for the existence and constitution of the cosmos (and to
postulate principles and first causes to provide such an explanation) was also
what moved the first mathematicians to provide the reasons (by means of
demonstrations) for the properties of numbers and figures; other peoples
had discovered them only empirically, translating them into practical
rules of calculus. In following this impulse, it was inevitable that a
search for the "why" should eventually take up the different sorts of efficient
knowing that men had used in various fields; and this gave birth to the notion
of techne: efficient action where we know the reasons for its
efficiency and that it is founded upon them.
The term techne is often translated as "art," but today this is
imprecise, since for us art concerns essentially the beautiful or aesthetic
expression. Plato, Aristotle, and the great doctor-philosopher Hippocrates all
tell us that the characteristics of techne are parallel to those of
episteme--that is, science-- insofar as both are types of
knowledge which demonstrate the reasons for what is observed empirically.
Episteme focuses attention on the truth of what is known; with
techne, the focus is on efficiency. The first concerns pure
knowledge; the second, knowledge of doing or making. If it is true
that the domain of the pure and simple knowledge of doing or making (that is,
knowledge of how to do something that does not necessarily imply
knowledge as to why the end is achieved) can be called the domain of
technique, then we ought to find another term to designate that further
dimension wherein efficient operation is conscious of the reasons for its
efficacy and is founded upon them; that is, where operation is nourished by its
grounding in theoretical knowledge. This new term is technology.
Hence, in this sense we can say that the idea of technology is clearly
prefigured in the Greek notion of techne.
But this is only a prefigurement. The constituting of technology, in the full,
modern sense of that term, is a consequence of modern science; it is
this science that furnishes the theoretical grounds for efficacious doing. (The
traditional science or episteme was used for the theoretical foundation
of the ancient techne and was essentially constituted by philosophical
reflection.)This new science not only rapidly led to detailed knowledge of the
natural world, which allowed for more adequate explanations of the success of
many techniques already used; it also inaugurated a process by which newly
acquired knowledge was immediately applied toward the creation of new
techniques and was even sought for the sake of some technical
application. To clarify the import of this change, much would need to be said.
We shall limit ourselves to certain summary (and thus somewhat approximate)
considerations.
The Greek idea of techne expresses a demand for a theoretical awareness
which, so to speak, justifies conceptually that practical knowledge
which is already established empirically. Techne consolidates this
practical knowledge and affords it a certain extension--due to the inherent
generality of theoretical knowledge--but is not bound to produce new
know-how, or to improve its efficiency. It could be said that behind the
search for the why, which characterizes techne, is found the very same
contemplative demand which characterizes episteme; it is a demand
for intelligibility rather than efficiency. This contemplative and
disinterested conception of knowledge is inscribed in the episodes and
anecdotes of the tradition as much as in its thinkers; the idea of a knowledge
that must be placed at the service of practice is foreign to classical
cultural sensibilities even if there are some concrete exceptions (for example,
the "engineering" aspects of the works of Archimedes or Eratosthenes). This
way of conceiving things goes hand in hand with a certain way of conceiving the
world and nature: they are an object of understanding and not of
intervention--a reality to which it is fitting, wise, and useful to conform
oneself--and not something to be manipulated and transformed according to men's
caprices and interests. A third and final element is the fact that the
concrete knowledge that classical thought attained with respect to the natural
world remained (for a variety of reasons which we shall not explore here) very
limited--almost laughable--when compared with the heights it reached in
mathematics and astronomy.
In the Renaissance, each one of these aspects was profoundly modified. Human
primacy over nature came to be strongly asserted. The founding of a regnum
hominis was seen to indicate a supremacy over nature that was to be
exercised through the use, subjection, and manipulation of nature. The idea of
disinterested knowledge did not disappear, but it became strongly allied to the
idea of a useful knowledge which would help humans to dominate Nature and to
establish a supremacy which would guide and advance practice rather than merely
reflect upon nature. Finally, the new science provides a harvest of detailed
and precise knowledge which enables humans actually to fulfill a program of
constructing a new type of knowledge--a knowledge that no longer remains
content with explaining the empirical success of practices or
instruments, but is able to project new instruments and practices that
have not yet been tested or even invented. The application of scientific
knowledge to the solution of concrete problems typically consists in planning
and constructing a device (that is, a machine in the broad sense), the
how and why of whose functioning is known in advance insofar as it was
designed through the use of the available theoretical and practical knowledge.
Thus, technology arises, on one hand, as being included in the domain
of technique, while on the other, it is set off by specific traits.
It is now clear why science has a closer link with technology than with
technique. On one hand, technology is to a large degree--one might even say
essentially--an applied science. (This is not wholly true, since its
development also relies on purely technico-operational factors in the senses we
have noted.) On the other hand, when scientific research poses certain
cognitive problems, they can be solved by projecting and constructing
appropriate apparatuses or instruments (that is, appropriate machines),
and it is technology that does this. Between the two, then, a system of
positive feedback is established, one of reciprocal stimulation to ever
more rapid and expansive growth. As is well known, while negative
feedback is considered in cybernetic language to be the key model for
stability and control, positive feedback is the typical model for
processes which tend toward loss of control and disintegration. I only allude
to this here; I shall have occasion to return to it later.
THE SENSE OF A BIFURCATION
In this presentation, we can see a kind of continuity; at the same time, there
is a significant bifurcation between technique and technology. The continuity
consists in the fact that technology remains within the framework of technique
(it remains an effort to maintain efficacious procedures for producing objects
or performances); the bifurcation consists in the fact that it would be wrong
to believe that by now technology has become the modern form of technique. In
fact, technology is only a new branch of technique--the branch that
might be understood as "applied science." On the other hand, there are still
large sectors of technical progress that are quite independent of the
advancements of science; they follow the traditional path of the accumulation
of empirically discovered useful devices or procedures without any need for a
scientific understanding of their efficiency--even without any real possibility
of providing it.
However, this bifurcation has also produced significant changes in the
relationship between humankind and the artificial world. In the case of
technique, it was already true that the bifurcation produced an artificial
world. But this was, on one hand, a domestication of the external environment
in conformity with the needs of human nature (a nature that, specifically,
entails a human capacity of adapting the environment to itself rather than
adapting itself to the environment); on the other hand, the growth of this
artificial world was slow and piecemeal, and it allowed enough time for
integrating the artifacts within the natural environment and within the
existing context of human conditions. In the case of technology, external
nature is not really domesticated; it is rather replaced by the artifacts, and
the artificial world grows with a rapidity, an amplitude, and a complexity that
confer on it the characteristics of an increasing autonomy (though this
by no means implies an automatic self-regulation). Every new advancement in
technology is local (like the piecemeal improvements of traditional
techniques), but the impacts and consequences rapidly become global,
owing to the numberless and complex ramifications of the technological
system. In this way, a great many unintended, unexpected, unforeseeable
consequences may result from any new technological realization. (This
fact has been abundantly stressed and analyzed in a very extensive
literature.)
This peculiar feature of technology entails a change in the attitude we adopt
towards our productions. In the case of technique, a man could believe himself
to be adapting nature to his neeeds by using nature and "putting it to his
service," but this was possible only by "obeying nature," as Francis Bacon
said. Therefore, a kind of confidence in the harmony or wisdom of nature
(somthing that could be supported by several worldviews) could absolve a man of
the task of explicitly thinking about the "regulation" of his technical
activity as distinguished from the simple determination of the "rules of the
art." With technology we have a very different situation: the artificial world
has no intrinsic nature; it is created by humans and remains independent
of nature. Therefore, if we want to imagine for it some kind of order or
regulation, it cannot but be an order or regulation introduced by
humans. Not just as the application of new and complex "rules of the art,"
but as applying norms that might insure a global harmony or wisdom that in the
past could be delegated to nature.
THE MYTH OF PROTAGORAS
In Plato's dialogue, Protagoras, the chief interlocutor, from whom the
name of the dialogue is taken, narrates the following myth. When the gods
decided that the time had come to populate the earth with living beings, they
entrusted Prometheus and Epimetheus with the task of producing them and
providing them with suitable qualities. Epimetheus took over the concrete work,
while Prometheus reserved for himself the right of supervision. After having
wisely distributed among the different living species the characteristics that
would enable them to survive and reproduce harmoniously, Epimetheus
discovered--when the moment came to produce human beings--that he had already
exhausted the natural qualities. So he was obliged to produce a being that was
naked, weak, devoid of any special feature, and inferior to the animals. In
order to remedy this disaster, Prometheus stole from Ephaistos the fire and the
arts (that is, the principles of techniques) that are related to him, and he
stole from Athena the arts of the intellect (that is, the principles of
science). These qualities were diversely distributed among human beings; and
they, by using them, were able to secure their superiority over the animals, to
produce artifacts, and to found cities. However they showed themselves
incapable of living in communities; they started killing each other, splitting
into factions, and dying. At this juncture, Zeus, much concerned about the
destiny of the humans, charged a god, Hermes, to bring to them the political
virtues of justice and modesty. These virtues were given to every man
individually; and, thanks to them, humans were able to live a harmonious
life in their cities.
In the presentation of this myth (and in the discussions that follow it in
Plato's dialogue), all of the salient issues of the complex problem of
technoscience are already outlined. Science and technology are really the
factors of superiority that distinguish humans from other animals, and their
development is due to the creativity of particularly gifted individuals.
However, the global outcome can be tragic if humans are not guided by
something that is not in conformity with nature; they require another specific
and uniquely human quality: that of morality.
This quality is able to produce a global positive effect because it is a
characteristic shared by every human being individually. So, we can see
that the dangers implicit in the uncontrolled use of creative intelligence (be
it theoretical or practical) were already perceived by ancient philosophers,
and morality was considered to be the unique remedy for them. Nowadays,
technology can be considered the most impressive expression of human
creativity; yet it does not contain the necessary guidelines for its positive
exercise, and ethics is again postulated as the proper field in which such
guidelines must be investigated and found.
SOME USEFUL CONCLUSIONS
From these considerations, a few useful elements of reflection can be derived.
In the first place, we have seen that a separation between science and
technique is plausible (in the sense that we can characterize science as an
eminently cognitive enterprise, and we can characterize technique as an
eminently pragmatic one). But if we look at technology, we can at most admit a
conceptual or an analytic distinction, without any real
separation from science, since they are concretely intertwined
and, so to speak, consubstantial. (Technology cannot exist without
science, and science cannot exist without sophisticated technology.) This in
particular justifies the use of the term "technoscience" for designating this
new reality. In the second place, we have seen that an appeal to an ethical
dimension emerges, with great force, from within technoscience
itself; and this is true because the particular form of creativity that
characterizes this domain does not provide us with criteria for steering,
directing, limiting, or orienting the growth of technoscience.
The search for such criteria cannot be fruitfully pursued along the two paths
that are often advocated nowadays. One is the path of "following" or
"respecting nature." This criterion does have a certain value, but at the same
time it is vague and limited--first of all because there is no real possibility
of crediting nature with the privilege of being absolutely good; second,
because our picture of nature is, after all, what we know through the mediation
of scientific investigation ; and third and more substantially,
because our present problem is that of controlling a non-natural world, that
is, the world produced by technology, which is chiefly a human creation.
The second path consists in looking to technoscience itself for the criteria
for regulating its developments. This is again illusory because what we can
expect from technoscience is the know-how to do something, not what ought to
be done. What we can expect from technoscience is an indication of what it
would be possible to realize (and the intrinsic tendency of
technoscience is that of actually realizing all such possibilities). Our
problem is that of determining what it is good to realize (or not
realize) among the different possibilities that are open to us. Such an
evaluation specifically pertains to a moral judgment.
However, as we have seen, such a judgment is demanded from within
technoscience, and it would be inappropriate to propose that a kind of moral
court be created, with the task of judging the productions of technoscience
from the outside. Judging technoscience must go hand in hand with
technoscientific activity; it must inspire it and control it at every stage.
That is, it must represent a constant sensitivity that intrinsically
accompanies all the projects and predictions that men develop in promoting the
growth of technoscience. This is why, as Plato had already noted, it is an
individual sense of moral responsibility that--to the extent that it is
in fact exercized by every human being--can bring humankind to see
technoscience not as a tremendous threat of danger or destruction but as a
source of well-being for all humans, present and future.